Careers

careers

Tilliestar Compliance Solutions is currently hiring for the positions listed below.  Please send your resume to gregtessier@tilliestar.com

Job Description

TillieStar compliance is currently looking for Compliance Consultants.  The ideal candidate will have 2-5 years of experience in the financial services industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems.  Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

General Job Responsibilities

        • Project participation (meetings, sprints, status reporting, etc)
        • Assessing current state workflows and documenting compliance business requirements
        • Designing and/or configuring future state workflows in the targeted operating model
        • Inventorying, documenting and assessing compliance requirements from either source documents or legacy systems
        • Coding, testing and deploying new compliance rules using industry best practices
        • Creating and executing test cases
        • Managing project phases like integration testing, end-to-end testing, UAT, parallel and Go Live
        • Creating and providing end user training on target operating model

Desired Background

        • Bachelor’s degree in Finance or related field.  Industry certification or advanced degree a plus
        • 2-5 years of investment management (buy-side related) experience, preferably as a compliance or business analyst
        • Experience in investment compliance. Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.
        • Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc
        • Experience working with at least one trade order management system (Latent Zero, Blackrock, Linedata, Charles River, Bloomberg AIM, etc.) with a strong understanding of the data being fed into these systems
        • Experience with Mutual fund accounting or transfer agencies a plus
        • Strong project management and business analysis skills
        • Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle
        • Solid written and oral communications skills
        • Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server

Location

        • Boston, MA
        • May require travel to client locations up to 70%