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Job Description

TillieStar compliance is currently looking for Compliance Consultants.  The ideal candidate will have 2-5 years of experience in the financial services industry, preferably in compliance, working on financial software such as Charles River Development, Bloomberg, Linedata, LatentZero, Aladdin, MIG-21, and/or similar proprietary systems.  Consultants provide consulting services for clients consistent with a business analyst but providing expertise in compliance.

General Job Responsibilities

·         Project participation (meetings, sprints, status reporting, etc)

·         Assessing current state workflows and documenting compliance business requirements

·         Designing and/or configuring future state workflows in the targeted operating model

·         Inventorying, documenting and assessing compliance requirements from either source documents or legacy systems

·         Coding, testing and deploying new compliance rules using industry best practices

·         Creating and executing test cases

·         Managing project phases like integration testing, end-to-end testing, UAT, parallel and Go Live

·         Creating and providing end user training on target operating model

Desired Background

·         Bachelor’s degree in Finance or related field.  Industry certification or advanced degree a plus

·         2-5 years of investment management (buy-side related) experience, preferably as a compliance or business analyst

·         Experience in investment compliance. Familiarity with compliance workflows such as batch and pre-trade compliance, client on-boarding, rule library maintenance, etc.

·         Experience with regulatory or contractual documentation is helpful such as 1940 Act, Canadian NI 81-102, UCITS, Institutional IMAs, etc

·         Experience working with at least one trade order management system (Latent Zero, Blackrock, Linedata, Charles River, Bloomberg AIM, etc.) with a strong understanding of the data being fed into these systems

·         Experience with Mutual fund accounting or transfer agencies a plus

·         Strong project management and business analysis skills

·         Strong knowledge of equities, fixed income, derivatives, and the trade order life cycle

·         Solid written and oral communications skills

·         Knowledge of relational databases and how to query SQL in Oracle and MS SQL Server


·         Boston, MA

·         May require travel to client locations up to 70%

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